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Home > Sterne, Agee & Leach > Equity Capital Markets > Institutional Equity Sales and Trading
 

NASDAQ: SALI (800.239.2408)                      AUTEX: STRNAGEE (205.380.1760)


 

Sterne Agee Institutional Equity Sales and Trading

 

Our Sales and Trading Department manages the firm’s syndicate, trading and market making activities, as well as our private client and institutional sales functions

    • Trading and Market Making
      • Active market making in over 425 NASDAQ securities
      • Active market making in over 3,500 OTC Bulletin Board and Pink Sheet securities
      • 144A Transactions with related filings
      • Share Repurchase Services
      • ESPP/Exchange Distribution Services
    • Private Client and Institutional Sales
      • Offices in 22 states
      • Over 200 financial advisors (Sterne, Agee & Leach, Inc. and Sterne Agee Financial Services, Inc.)
      • Provides clearing services to 85 independent broker-dealers nationwide
    • Syndicate
      • Coordinate internal distribution of securities
      • Manage distribution of securities to the “Street”
      • Coordinate roadshows (deal and non-deal roadshows)
    • Coordinate provision of other

   

For more information, click on a link below:

Order Execution Information

Order Routing Information 

OTCBB/Pink Sheets Market Maker List

NASDAQ Market Maker List