Business Continuation Notice

Anti-Money Laundering Overview and Policies

In 1988, Sterne Agee Asset Management (SAAM) was organized to provide professional, fee-based discretionary, asset management services to taxable and tax-exempt clients. This foray into the managed money sector of the brokerage business was Sterne, Agee & Leach's answer to this rapidly growing industry. Since inception, SAAM has offered its clients the best in traditional asset management through its fee-based equity and fixed income programs.

Our services include:

• institutional fixed income management

• institutional equity management

• high net worth equity management