Clearing & Custody

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Clearing & Custody Services

Sterne Agee is one of the largest privately owned investment firms in the country with 61 offices in 19 states. Leverage the resources of a century-old firm that is also a member of the New York Stock Exchange.  Sterne Agee & Leach can provide clearing services for introducing Broker-Dealers and custody services for Registered Investment Advisory firms through Sterne Agee Financial Services.

By working with Sterne Agee, you will be offered a highly customized approach with a deep understanding of your business, a full array of technology solutions, and a comprehensive range of institutional-quality products designed to help meet your every need.

Click here for an interactive PDF Clearing Due Diligence form.