Disclosures

Privacy Policy

Business Continuity Plan

Extended Hours Trading Risk Disclosure

Sterne, Agee & Leach, Inc. Order Execution & Routing Information

Sterne Agee Financial Services Order Routing Information 

Sterne, Agee & Leach, Inc. Margin Disclosure

Sterne Agee Clearing, Inc. Margin Disclosure

How to Reduce the Cost of Investing in Mutual Funds

Mutual Fund Revenue Sharing and Other Payments

Statement of Financial Condition
     September 30, 2009
     March 31, 2009 
     September 30, 2008    
     March 31, 2008    
     September 30, 2007    

Sterne Agee Group, Inc.; Sterne Agee Asset Management, Inc.; and The Trust Company of Sterne Agee, Inc. are not registered Broker-Dealers.

Sterne, Agee & Leach, Inc.; Sterne Agee Clearing, Inc.; and Sterne Agee Financial Services, Inc. are registered Broker-Dealers and are members of the Securities Investor Protection Corporation (SIPC).