Disclosures

Privacy Policy

Business Continuity Plan

Order Execution Information

Order Routing Information

Sterne, Agee & Leach, Inc. Margin Disclosure

Sterne Agee Clearing, Inc. Margin Disclosure

How to Reduce the Cost of Investing in Mutual Funds

Mutual Fund Revenue Sharing and Other Payments

Statement of Financial Condition
     March 31, 2008    
     September 30, 2007    

Sterne Agee Group, Inc.; Sterne Agee Asset Management, Inc.; and The Trust Company of Sterne, Agee & Leach, Inc. are not registered Broker Dealers.

Sterne, Agee & Leach, Inc.; Sterne Agee Clearing, Inc.; and Sterne Agee Financial Services, Inc. are registered Broker Dealers and are members of the Securities Investor Protection Corporation (SIPC).